April 2021

SPACs May Feed the Public’s Worst Fears About Wall Street

This article was written with Stephen Deane and published by Barron’s. At the time he was Senior Director, Capital Markets Policy for the Americas for CFA Institute. It was one of several articles we worked on together regarding market integrity and regulation. In addition, I negotiated a column for Mr. Deane on nasdaq.com where we wrote a number of articles on market integrity and other capital markets issues.

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Re-Writing The Rules

Introduction The rules governing sports seem unassailable. The rules are, well, the rules. That said, this doesn’t mean they are the best rules or the best way to play. Well-meaning rules have unintended consequences. And some rules are just plain bad rules. This small book suggests some new rules. It offers fans something new to

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