Reaction to the wave of late trading and market timing scandals came in the form of the SEC's compliance program for investment managers and advisors. This white paper which I helped author for Deloitte was written for compliance officers, c-level executives and board members of fund companies and provided them…
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The valuation of portfolio securities is the cornerstone of the investment management industry. Securities valuations represent a significant day to day responsibility for fund management and directors. However, market timing scandals, increasingly interlinked capital markets and a broadening of securities held in mutual funds have brought to light new thinking…
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When clients divorce, what's a financial planner to do? As they say in a mindfield, step very, very carefully.
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When a manager gets knocked off one managed account program, does this mean that all the dominoes are about to fall? Yes, but they probably would have anyway.
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Leverage, sheltering of income and tax avoidance make calculating the real return on real estate tricky. This article, written for and published by Interbay Funding, a mortgage lender, does a deep dive on the nuances of calculating the real return on real estate.
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Adding and dropping money managers in a managed account program is both science and art. Here's some insight into the process.
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This article I wrote for T. Rowe Price shows that investors need to look at today's expenditures not just in absolute terms, but also in terms of their potential future value. A family car for $380,000 anyone?
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Another year comes to an end and investors as well as their advisers will begin the arduous task of preparing to file tax returns for 2003. What are the common areas of that will trip up taxpayers?
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Truthfully, public relations should be thought of as one of the arrows in your promotions quiver along with advertising, personal selling, direct mail, et al. And unlike the other tools, public relations is designed to help bring you more business as well
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As a financial advisor, do you think you'll work till you drop? Or do you think you might actually retire and enjoy the good life someday. If you decide to sell, here's how your practice might be valued.
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